RIA Sachin Walavalkar

Sachin Mahesh Walavalkar

Monthly Grievances

Subject: Grievances details for the month of March 2025

Dear Sir/ Madam,

Data for the month ending:

Sr. No.Received fromPending at the
end of last month
ReceivedResolved *Total Pending#Pending complaints
>3months
Average Resolutio
n time^ (in days)
1Directly from Investors

0

0

0

0

0

0

2SEBI (SCORES)

0

0

0

0

0

0

3Other Sources (if any)

0

0

0

0

0

0

 Grand Total

0

0

0

0

0

0

Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number
of complaints resolved in the current month.
Trend of monthly disposal of complaints

Sr.
No.
MonthCarried forward from previous monthReceivedResolved*Pending#
1April, 2021

0

0

0

0

2May, 2021

0

0

0

0

3June, 2021

0

0

0

0

4July, 2021

0

0

0

0

5August, 2021

0

0

0

0

6September, 2021

0

0

0

0

7October, 2021

0

0

0

0

8November, 2021

0

0

0

0

9December, 2021

0

0

0

0

10January, 2022

0

0

0

0

11February, 2022

0

0

0

0

12March, 2022

0

0

0

0

13April, 2022

0

0

0

0

14May, 2022

0

0

0

0

15June, 2022

0

0

0

0

16July, 2022

0

0

0

0

17August, 2022

0

0

0

0

18September, 2022

0

0

0

0

19October, 2022

0

0

0

0

20November, 2022

0

0

0

0

21December, 2022

0

0

0

0

22January, 2023

0

0

0

0

23February, 2023

0

0

0

0

24March, 2023

0

0

0

0

25April, 2023

0

0

0

0

26May, 2023

0

0

0

0

27June, 2023

0

0

0

0

28July, 2023

0

0

0

0

29August, 2023

0

0

0

0

30September, 2023

0

0

0

0

31October, 2023

0

0

0

0

32November, 2023

0

0

0

0

33December, 2023

0

0

0

0

34January, 2024

0

0

0

0

35February, 2024

0

0

0

0

36March, 2024

0

0

0

0

37April, 2024

0

0

0

0

38May, 2024

0

0

0

0

39June, 2024

0

0

0

0

40July, 2024

0

0

0

0

41August, 2024

0

0

0

0

42September, 2024

0

0

0

0

43October, 2024

0

0

0

0

44November, 2024

0

0

0

0

45December, 2024

0

0

0

0

46January, 2025

0

0

0

0

47February, 2025

0

0

0

0

48March, 2025

0

0

0

0

 Grand Total

0

0

0

0

*Inclusive of complaints of previous months resolved in the current month.
#Inclusive of complaints pending as on the last day of the month.

Trend of annual disposal of complaints

SNYearCarried forward from previous yearReceivedResolved*Pending#

1

2018-19

0

0

0

0

2

2019-20

0

0

0

0

3

2020-21

0

0

0

0

4

2021-22

0

0

0

0

5

2022-23

0

0

0

0

6

2023-24

0

0

0

0

 Grand Total

0

0

0

0

*Inclusive of complaints of previous years resolved in the current year.

#Inclusive of complaints pending as on the last day of the year.

Compliance Audit

Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) REGULATIONS, 2013 for last and current financial year are as under:

Sr. No.Financial YearCompliance Audit StatusRemarks, If any
1FY 2020-21ConductedCompleted
2FY 2021-22ConductedCompleted
3FY 2022-23ConductedCompleted
4FY 2023-24ConductedCompleted